Are you a brokerage firm? Looking for a part-time compliance officer?
Here we are to help you. We provide professionally qualified and experienced part time compliance officers to brokerage firms in the UAE. Currently we serve many brokerage firms in Abu Dhabi and Dubai with our experienced and dedicated team of compliance officers.
We will manage all matters relating to adherence to Securities and Commodities Authority (SCA) policies, procedures, rules and regulations whilst keeping up-to-date with regulatory change. In addition we will prepare and provide regular compliance review reports to the senior management or Board of Directors.
Our compliance officers are SCA qualified and have the ability to communicate effectively in English and Arabic. As professional auditors we handle confidential information of the client in a professional and discrete manner.